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Wolverton Securities Ltd.
Asset Sale to PI Financial Corp.

We acted for Wolverton Securities Ltd. in connection with the acquisition by PI Financial Corp. of the business of Wolverton, which business will be integrated into the retail brokerage operations of PI Financial.

Wolverton Securities has been a family-owned business since 1910, when Alfred Newton Wolverton purchased a securities license and bought a seat on the Vancouver Stock Exchange. Wolverton Securities grew to become a full-service investment dealer offering a wide range of investment services to individual retail clients as well as to corporate and institutional clients throughout North America, Europe and Asia.